Although similarly named, the annual report on Form 10-K is distinct from the “ annual report to shareholders,” which a company must send to its shareholders when it holds an annual meeting to elect directors. The annual report on Form 10-K provides a comprehensive overview of the company's business and financial condition and includes audited financial statements. For example, domestic companies must submit annual reports on Form 10-K, quarterly reports on Form 10-Q, and current reports on Form 8-K for a number of specified events and must comply with a variety of other disclosure requirements. The federal securities laws require publicly reporting companies to disclose information on an ongoing basis. The Laws That Govern the Securities Industry Los Angeles, CA When Where Who Include Virtual Events Eligible Eligible Most Popular May 27-31 2023 2023 Be Kind to Your Mind 1M 5K 10K 13.1 26.2 - Save 2 Register Now Virtual Run Events Running 5K, 10K, 1 Mile, Half marathon, Marathon Varied Dates 2023 Good Vibes Only 1M 5K 10K 13.1 26.Researching the Federal Securities Laws Through the SEC Website.Structured Notes with Principal Protection.Smart Beta, Quant Funds and other Non- Traditional Index Funds.Mutual Funds and Exchange-Traded Funds (ETFs).Publicly Traded Business Development Companies (BDCs).Stock Purchases and Sales: Long and Short.

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